Epstein Suite
Organization named in the records

U.S. Securities and Exchange Commission

Named in 5 passages across 5 documents.

Mentions of U.S. Securities and Exchange Commission in the public Epstein records, with citations.

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Being named in these documents is not an accusation or evidence of wrongdoing. This page reflects only what the public records literally contain, with citations to the original sources.

Where U.S. Securities and Exchange... appears

5 total
…een positive for the industry. For example, the requirement for many investment advisers to register with the U.S. Securities and Exchange Commission (“SEC”), one of the requirements of The Dodd–Frank Wall Street Reform and Consumer Protect...
Edited by Yelena Maltser • [email protected] TEXT-001-HOUSE_OVERSIGHT_019856.txt p.1 View source release ↗
…11, to implement provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the U.S. Securities and Exchange Commission (the “SEC”) adopted final rules implementing new exemptions from the registration requirem...
Times Square Tower TEXT-001-HOUSE_OVERSIGHT_024003.txt p.1 View source release ↗
…une 22, 2011, to implement provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the U.S. Securities and Exchange Commission (the “SEC”) adopted final rules implementing new exemptions from the registratio…
Regulatory Changes IMAGES-007-HOUSE_OVERSIGHT_024082.txt p.1 View source release ↗

Also named alongside

Donald Trump New York Obama Columbia University New Leaf U.S. Department of Justice Kelly General Partner NEW LEAF VENTURES III, L.P Harvard Medical School Northwestern University NEW LEAF VENTURE PARTNERS, L.L.C

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